Publications

Also on Google Scholar.

Conceptual sketch of persona-model collapse

Persona-Model Collapse in Emergent Misalignment

Davi Bastos Costa, Renato Vicente · May 2026

Oral presentation, LXAI Workshop @ ICML 2026 · e-Print: arXiv:2605.12850 [cs.CL]

We show behavior evidence that emergent misalignment causes persona-model collapse: a degradation in models’ capacity to simulate, differentiate, and maintain coherent personas.

Abstract

Fine-tuning large language models on narrow data with harmful content produces broadly misaligned behavior on unrelated prompts, a phenomenon known as emergent misalignment. We propose that emergent misalignment involves persona-model collapse: deterioration of the model's internal capacity to simulate, differentiate, and maintain consistent characters. We test this hypothesis behaviorally using two metrics: moral susceptibility ($S$) and moral robustness ($R$), computed from the across- and within-persona variability of models' Moral Foundations Questionnaire responses under persona role-play. We evaluate four frontier models (DeepSeek-V3.1, GPT-4.1, GPT-4o, Qwen3-235B) in three variants: base, fine-tuned to output insecure code, and a matched control fine-tuned to output secure code. Across the four models, insecure fine-tuning produces a $55\%$ average spike in $S$ and a $65\%$ average drop in $R$, while the matched secure control preserves $S$ near the base and produces only a partial $R$ loss, showing that these effects are specific to the fine-tuning that induces emergent misalignment. Taken together, these metrics provide a sensitive diagnostic for emergent misalignment and serve as behavioral evidence that it involves persona-model collapse.

Moral robustness versus moral susceptibility across 15 language models

Moral Susceptibility and Robustness under Persona Role-Play in LLMs

Davi Bastos Costa, Felippe Alves, Renato Vicente · Nov 2025

Oral presentation, PersonaNLP Workshop @ NeurIPS 2025 · e-Print: arXiv:2511.08565 [cs.CL]

We benchmark how persona role-play shifts moral judgments across 15 language models with two metrics: moral robustness and moral susceptibility.

Abstract

Large language models increasingly operate in social contexts, motivating analysis of how they express and shift moral judgments. We investigate the moral response of LLMs to persona role-play, prompting a model to assume a specific character. Using the Moral Foundations Questionnaire, we introduce a benchmark that quantifies two properties: moral susceptibility and moral robustness, defined from the variability of MFQ scores across- and within-personas. We estimate them with two complementary procedures, repeated sampling and a logit-based method that enables temperature analysis, and evaluate 15 models across six families. Moral robustness varies by more than an order of magnitude and is explained almost entirely by model family, suggesting it is primarily shaped by post-training, with the Claude family the most robust by a significant margin. Moral susceptibility, by contrast, spans a much narrower range and shows no family dependence, suggesting it is primarily determined by pre-training.

Mini-Mafia gameplay and inference pipeline

Deceive, Detect, and Disclose: Large Language Models Playing Mini-Mafia

Davi Bastos Costa, Renato Vicente · Sep 2025

Oral presentation, AAMAS 2026 Workshop SE · COLM 2026 Workshop on Agent Behavior · e-Print: arXiv:2509.23023 [cs.AI]

We introduce Mini-Mafia, a social-deduction game whose outcomes are captured by a simple theoretical model, enabling a benchmark of intrinsic LLM social capabilities: deception, detection, and disclosure.

Abstract

Large language models are increasingly deployed in multi-agent settings whose outcomes hinge on social intelligence, yet existing studies remain overwhelmingly empirical, leaving us without a theoretical understanding of how agent interactions determine collective outcomes. We introduce Mini-Mafia, a four-player simplification of the social deduction game Mafia in which a fixed night phase reduces the game to a single critical exchange among a mafioso, a detective, and a villager. We show that the mafia win-rate $p$ is predicted by the analytical formula $\text{logit}(p) = v \times (m - d)$, where $m$, $d$, and $v$ represent the mafioso's deception, the detective's disclosure, and the villager's detection capabilities. We turn this framework into the Mini-Mafia Benchmark, where Bayesian inference over gameplay data yields per-model estimates of $m$, $d$, and $v$. For $I$ models, only $3I$ parameters suffice to predict the outcomes of all $I^3$ tournament combinations, and in 5-fold cross-validation the formula achieves a $76.6\%$ Brier-score reduction over a random baseline. The benchmark also reveals counterintuitive results: Grok 3 Mini is the strongest detector and GPT-5 Mini the strongest discloser, while Claude Sonnet 4 is the weakest detector, near random chance.

Two-neutron halo nucleus

Effective field theory for weakly bound two-neutron halo nuclei

Davi Bastos Costa, Masaru Hongo, Dam Thanh Son · Mar 2025

Published in: Phys. Rev. C 112 (2025) 1, 014001 · e-Print: arXiv:2503.18519 [nucl-th]

We add neutron-neutron effective-range corrections to the effective field theory of two-neutron halo nuclei, and find their effect on radii and electromagnetic response.

Abstract

Using an effective field-theoretical approach, we investigate the properties of weakly bound two-neutron halo nuclei (also known as Borromean nuclei) that do not support a low-energy $s$-wave core-neutron resonance. Extending the recently formulated effective field theory for weakly bound Borromean nuclei, we incorporate corrections arising from the effective range of neutron-neutron scattering and evaluate their impact on the mean-square radii and electromagnetic response. In particular, we compute the ratio of the matter and charge radii, the shape of the $E1$ dipole strength function, and the electric polarizability. Our results indicate that these corrections remain numerically small when the two-neutron separation energy of the Borromean nucleus is much less than 1 MeV.

Condensation defects in finite-group gauge theories

Non-Invertible Symmetries as Condensation Defects in Finite-Group Gauge Theories

Clay Córdova, Davi Bastos Costa, Po-Shen Hsin · Dec 2024

Submitted to SciPost Physics · e-Print: arXiv:2412.16681 [cond-mat.str-el]

We realize the symmetries of finite-group gauge theories as condensation defects, and use that expression to derive their fusion rules and their action on other topological operators.

Abstract

In recent work, we developed a method to construct invertible and non-invertible symmetries of finite-group gauge theories as topological domain walls on the lattice. In the present work, we consider abelian and non-abelian finite-group gauge theories in general spacetime dimension, and demonstrate how to realize these symmetries as condensation defects, i.e., as suitable insertions of lower dimensional topological operators. We then compute the fusion rules and action of these symmetries using their condensation expression and the algebraic properties of the lower dimensional objects that make them. We illustrate the discussion in $\mathbb{Z}_N$ gauge theory, where we derive the correspondence between domain walls, labeled by subgroups and actions for the doubled gauge group, and higher gauging condensation defects, labeled by subalgebras of the global symmetry. As a primary application, we obtain the condensation expression for the invertible symmetries of abelian gauge theories defined by outer automorphisms of the gauge group. For instance, one can obtain the action for the Dihedral group $\mathbb{D}_4$ by gauging a swap symmetry of $\mathbb{Z}_2\times\mathbb{Z}_2$ gauge theory.

The ladder of spacetime dimensions, illustration by David Ayala

Simons Lectures on Categorical Symmetries

Davi Bastos Costa, Clay Córdova, Michele Del Zotto, Dan Freed, et al. · Nov 2024

e-Print: arXiv:2411.09082 [math-ph]

Lecture notes on categorical symmetries: higher-form and higher-group symmetries, non-invertible topological defects, and anomalies.

Abstract

Lecture notes from the Simons Collaboration on Global Categorical Symmetries, surveying modern generalizations of symmetry in quantum field theory: higher-form and higher-group symmetries, non-invertible topological defects, anomalies, and their applications across high-energy and condensed matter physics.

Non-invertible symmetries in finite-group gauge theory

Non-invertible symmetries in finite-group gauge theory

Clay Córdova, Davi Bastos Costa, Po-Shen Hsin · Jul 2024

Published in: SciPost Phys. 18 (2025) 019 · e-Print: arXiv:2407.07964 [cond-mat.str-el]

We classify the 0-form symmetries of finite-group gauge theories as topological domain walls, finding an non-invertible generalization of electric-magnetic duality and a Fibonacci fusion algebra.

Abstract

We investigate the invertible and non-invertible symmetries of topological finite-group gauge theories in general spacetime dimensions, where the gauge group can be abelian or non-abelian. We focus in particular on the 0-form symmetry. The gapped domain walls that generate these symmetries are specified by boundary conditions for the gauge fields on either side of the wall. We investigate the fusion rules of these symmetries and their action on other topological defects including the Wilson lines, magnetic fluxes, and gapped boundaries. We illustrate these constructions with various novel examples, including non-invertible electric-magnetic duality symmetry in 3+1d $\mathbb{Z}_2$ gauge theory, and non-invertible analogs of electric-magnetic duality symmetry in non-abelian finite-group gauge theories. In particular, we discover topological domain walls that obey Fibonacci fusion rules in 2+1d gauge theory with dihedral gauge group of order 8. We also generalize the Cheshire string defect to analogous defects of general codimensions and gauge groups and show that they form a closed fusion algebra.

Neutrino masses in the mirror twin Higgs

Neutrino masses in the mirror twin Higgs with spontaneous $\mathbb{Z}_2$ breaking

Pedro Bittar, Davi Bastos Costa, Gustavo Burdman · Apr 2024

Published in: JHEP 09 (2024) 106 · e-Print: arXiv:2404.11651 [hep-ph]

A mirror twin Higgs model with spontaneous $\mathbb{Z}_2$ breaking that generates Standard Model neutrino masses by type-II seesaw while giving the twin neutrinos large masses, resolving the dark radiation problem.

Abstract

We introduce a mirror twin Higgs model with spontaneous $\mathbb{Z}_2$ symmetry breaking that ameliorates the constraints in twin Higgs cosmology and, at the same time, generates the Standard Model neutrino masses. The model features an $SU(2)$ triplet with hypercharge $1$ alongside its twin counterpart. Spontaneous breaking of both $\mathbb{Z}_2$ and electroweak symmetry occurs in the scalar sector. The Standard Model neutrinos acquire small masses through the type-II seesaw mechanism. In contrast, their twin counterparts acquire large masses, effectively addressing the dark radiation problem in mirror twin Higgs scenarios. We study the impact of the model on the $N_{\rm eff.}$ constraints, as well as on collider phenomenology.

Agent-based model of marriage

Benefits of marriage as a search strategy

Davi Bastos Costa · Aug 2021

Selected as a Wolfram Staff Pick · e-Print: arXiv:2108.04885 [econ.TH]

An agent-based model of marriage: don’t marry the first person you like, but do stop searching once your partner is about a sigma above average.

Abstract

We propose and study an agent-based model of marriage in large societies. Agents have preferences that are determined by a probability distribution. They search for better mates through a stochastic matching process, forming new couples and splitting up in the process. Marriage corresponds to the behavior of stopping searching for a better mate when the affinity between a couple exceeds a certain value. We show that the average utility in the system with marriage can be higher than in the system without it. Part of our results can be summarized in what sounds to be good advice: don't marry the first person you like or search for the love of your life, but get married if you like your partner more than a sigma above average. We also find that the average utility attained in our stochastic model is about 4 times smaller than the one associated with a stable matching achieved using the Gale-Shapley algorithm. To test the adequacy of our model to describe real societies, we compare the evolution of the fraction of married couples to real-world data and obtain good agreement.

Anomaly-free U(1) extensions

Anomaly-free $U(1)^m$ extensions of the Standard Model

Davi Bastos Costa · Jul 2020

Published in: Phys. Rev. D 102 (2020) 11, 115006 · e-Print: arXiv:2007.08733 [hep-ph]

We construct anomaly-free $U(1)^m$ gauge extensions of the Standard Model, with free parameters that make them directly usable for model building.

Abstract

We construct anomaly-free $U(1)_1\times U(1)_2\times...\times U(1)_m$ gauge extensions of the Standard Model. To perform this construction we put together anomaly-free $U(1)$ extensions of one and two families of fermions. The availability of free parameters that enter linearly in the equations for the fermion charges and the large number of different classes of extensions may help other model builders interested in their use to solve problems of particle physics.

Chiral Abelian gauge theories

Chiral Abelian gauge theories with few fermions

Davi Bastos Costa, Bogdan A. Dobrescu, Patrick J. Fox · Jan 2020

Published in: Phys. Rev. D 101 (2020) 9, 095032 · e-Print: arXiv:2001.11991 [hep-ph]

We find the smallest anomaly-free sets of Weyl fermions under $U(1)$, $U(1)^2$ and $U(1)^3$, and give the general solution to the anomaly equations for the first two.

Abstract

We construct chiral theories with the smallest number $n_\chi$ of Weyl fermions that form an anomaly-free set under various Abelian gauge groups. For the U(1) group, where $n_\chi = 5$, we show that the general solution to the anomaly equations is a set of charges given by cubic polynomials in three integer parameters. For the U(1) $\times$ U(1) gauge group we find $n_\chi = 6$, and derive the general solution to the anomaly equations, in terms of six parameters. For U(1) $\times$ U(1) $\times$ U(1) we show that $n_\chi = 8$, and present some families of solutions. These chiral gauge theories have potential applications to dark matter models, right-handed neutrino interactions, and other extensions of the Standard Model. As an example, we present a simple dark sector with a natural mass hierarchy between three dark matter components.

General solution to the U(1) anomaly equations

General solution to the U(1) anomaly equations

Davi Bastos Costa, Bogdan A. Dobrescu, Patrick J. Fox · Oct 2019

Published in: Phys. Rev. Lett. 123, 151601 (2019) · Highlighted by the Brazilian Physical Society · e-Print: arXiv:1905.13729 [hep-th]

We give the general solution to the $U(1)$ anomaly equations: a parametrization of every anomaly-free charge assignment, with a proof that it is complete.

Abstract

The anomaly cancellation equations for the $U(1)$ gauge group can be written as a cubic equation in $n-1$ integer variables, where $n$ is the number of Weyl fermions carrying the $U(1)$ charge. We solve this Diophantine cubic equation by providing a parametrization of the charges in terms of $n-2$ integers, and prove that this is the most general solution.